Representative Client Engagements – Financial Services

Independent Broker Dealer and RIA, Washington DC area

Large Philanthropic Foundation, St. Paul, MN
Chief Investment Officer

Wealth Management and Financial Planning Organization, Dallas/Fort Worth, TX
Executive Vice President, Retail Banking
Chief Investment Officer

Large Diversified Financial Services Company,
Minneapolis, MN

Senior Equity Analyst – Software & Services
Senior Counsel, Financial Product Distribution
Senior Counsel, Mutual Funds
Director, Private Equity
Counsel – Asset Management Law
Senior Counsel – Investments
Senior Equity Analyst – Energy
Associate Portfolio Manager
Director of Marketing & Sales – Mutual Funds
Vice President, Supervision and Compliance
Portfolio Manager – Large Cap Value
Chief Investment Officer
President and CEO, Bank Subsidiary
President, Broker Dealer Subsidiary
Vice President, Investment Operations
Senior Portfolio Manager – Large Cap Core
Portfolio Manager – Large Cap Value
Senior Equity Analyst – Healthcare
Senior Equity Analyst – Software
Senior High Yield Analyst
Quantitative Analyst, Fixed Income

Large MN Based Insurance Organization, Twin Cities
Vice President, Public Relations

Healthcare Venture Capital Firm, Twin Cities

Large Institutional Investment Manager, Chicago, IL
Senior Managing Director, Equity Portfolio Manager
Managing Director, Debt Restructuring & Credit Opportunity Analysis
Executive Vice President, Commercial Real Estate Lending
Executive Vice President, Head of Equity Management
Managing Director, Marketing & Sales
Managing Director, Equity Portfolio Manager
Managing Director, Special Investments
Senior Vice President, Portfolio Manager – Fixed Income
Senior Vice President, Finance
Senior Vice President, Human Resources
Vice President, Technology
Vice President, Structured Finance
Vice President, Private Placements
Vice President, Special Investments Group
Vice President, High Yield Corporate Bond Analyst
Vice President, Quantitative Research and Risk Management
Vice President, Team Leader, Performance Measurement
Assistant Vice President, Restructuring
Assistant Vice President, Corporate Bond Trading
Assistant Vice President, Structured Products
Assistant Vice President, High Yield Analyst
Assistant Vice President, Investment Grade Analyst

Regional Financial Services Company, Twin Cities
Business Development/Relationship Management Leader

Large Asset Management Firm, Chicago, IL
Director of Compliance
Chief Compliance Officer
Vice President, Investment Management
Senior Analyst-Team Lead, Investment Manager Research & Due Diligence

Large Global Asset Manager, Minneapolis, MN
Portfolio Manager
Senior Corporate Bond Credit Analyst

Multi-Family Office, Minneapolis, MN
Director, Community Relationships
Director of Health Products
Director of Partnership Tax

Regional Investment Bank, Pacific Northwest
Vice President, Broker Dealer Operations
Chief Operations Officer
Vice President, Technology Infrastructure & Operations
Chief Financial Officer

Large Alternative Hedge Fund, Minneapolis, MN
Senior Institutional Marketer & Investor Relations Manager
Investment Analyst, Private Equity Group
Investment Analyst, Public Investment Group
Investment Analyst, Quantitative Strategies

Large Pension Fund, Minneapolis, MN
Vice President, Marketing Strategy & Member Engagement
Vice President of Finance
Senior Manager, Investment Client Service
Senior Investment Analyst, Client Service & Customer Education

Global Investment Bank, Minneapolis, MN
Chief Executive Officer (Asset Management Subsidiary)
Managing Director, Mutual Funds
Senior Vice President, Director of Corporate Development
Fixed Income Portfolio Manager (Asset Management Subsidiary)
Vice President, Treasurer
Vice President, Controller
Vice President, Retail Product Development Marketing
Vice President, Institutional Equity Sales
Vice President, Product Manager, Investment Consulting Services
Vice President, Sales Manager, Private Client Services
Associate General Counsel, Capital Markets
Associate Bond Counsel, Wealth Management

Institutional Investment Manager, Minneapolis, MN
Portfolio Manager, Small Cap Growth

Private Industrial Real Estate Operating Company, Minneapolis
Regional Manager – Minnesota
Chief Investment Officer, Commercial Real Estate

Private Equity Firm, Midwest
Director, Private Equity

Large Financial Services Company, Twin Cities
Vice President, Real Estate & Structured Finance
Director, Digital Strategy and Partnerships
Investment Counsel – Commercial Lending/Real Estate
Head of Enterprise Marketing and Branding
Attorney, Advanced Strategies, Client Solutions
Leader, Asset Management Compliance
Regional Sales Manager – Retirement Services
Director, Enterprise Strategic Business Development
Vice President, Enterprise Digital Strategy
National Sales Director – Middle Market
Portfolio Manager, Real Estate Securities
Investment Counsel
Head of Equity Management
Equity Portfolio Manager, Growth Fund
Equity Portfolio Manager, Small Cap Value
Portfolio Manager, Large Cap Value
Portfolio Manager, Mortgage-Backed Securities and Structured Finance
Portfolio Manager, General Account
Chief Compliance Officer, Broker Dealer Subsidiary
Senior Vice President, Institutional Asset Management Sales
Second Vice President, Broker Dealer Market Development
National Sales Vice President, Annuities
Director, Client Solutions Group
Director, Institutional Marketing
Director, Investment and Fund Accounting
Director, Broker/Dealer Operations
Securities Attorney
Senior Quantitative Analyst
Medical Director
Assistant Controller

Trust Company, Twin Cities, MN
Vice President, Institutional Trust Advisor

Diversified Financial Services Firm, Detroit, MI
Vice President, Asset Management

Large Global Asset Manager,
Louisville, KY and Cedar Rapids, IA
Chief Compliance Officer
Executive Vice President, Portfolio Management
Managing Director, Institutional Markets
Global Head of Derivatives & Hedging
Senior Portfolio Manager, Fixed Income
Director of New Initiatives
Director of Structured Products
Corporate Bond Trader

Large Corporate Pension Plan, St. Paul, MN
Manager, Pension Investments
Director, Benefit Funds Investment Strategy
Foreign Exchange Risk Manager

Regional Savings Bank, Madison, WI and
Minneapolis, MN

Senior Vice President of Member Services
Vice President, Credit Underwriting
Vice President, Lending
Vice President, Member Services

Alternative Hedge Fund, Los Angeles, CA
Chief Operating Officer/Chief Financial Officer

Middle Market Private Equity Firm, Minneapolis, MN
Vice President, Private Equity/Mezzanine Investments
Senior Associate, Investments

Family Office, Minneapolis, MN
Senior Director, Wealth Management
Senior Director, Tax
Vice President, Direct Investments

Full Service Commercial Real Estate Firm,
Minneapolis, MN

Managing Principal
Chief Financial Officer
Managing Director, Corporate Real Estate Services
Managing Director, Corporate Business Development
Director – Financial Services
Director, Transaction Management

Large Global Alternative Manager, Minneapolis, MN
Senior Analyst-Structured Products
Assistant Controller
Chief Financial Officer
Senior Investor Relations Manager
Head of Technology
Vice President, Distressed Debt
Senior Investment Associate
Senior Investment Analyst, Private Investments
Senior Investment Analyst, Public Investments
Senior Investment Analyst, Commercial Real Estate
Senior Investment Analyst, Originations

Large Mutual Fund Company, Kansas City, MO
Senior Equity Analyst, Large Cap Value
Senior Equity Analyst, Financial Services Sector

Public REIT, Minneapolis, MN
Senior Vice President, Investor Relations

Financial Services Holding Company, Minneapolis, MN
Head of Business Development and Marketing
Senior Vice President, Strategic Risk Officer


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